HORIZON-CL5-2027-02-D2-05

Improvement of Adaptability, Flexibility and Efficiency of Existing Recycling Processes (BATT4EU Partnership)

Status
forthcoming
Programme
Horizon Europe (HORIZON)
Action type
HORIZON Innovation Actions
Opens
3 Dec 2026
Deadline
31 Mar 2027
Fetched
15 Jul 2026, 07:18 UTC
Plain-language summary

Innovation actions to improve adaptability, flexibility, and efficiency of existing lithium-ion battery recycling processes in Europe.

This call seeks projects that enhance existing battery recycling technologies. It focuses on processing mixed lithium-ion battery chemistries and production scrap. Projects should improve recovery rates, reduce environmental impact, and comply with EU Batteries Regulation.

Likely relevant for

  • Battery recycling technology developers
  • Hydrometallurgical and pyrometallurgical process engineers
  • Circular economy and sustainability projects
  • European battery manufacturing value chain stakeholders

Project signals

Focus on mixed lithium-ion battery chemistries and production scrapTechnology readiness level aiming for TRL 6-7Inclusion of digitalized sorting and pre-treatment technologiesDemonstrated improvements in recovery efficiency and environmental footprint

What it funds

  • Innovation actions to enhance adaptability, flexibility, and operational efficiency of existing battery recycling processes
  • Development and demonstration of technologies handling variable composition feedstocks including mixed lithium-ion battery chemistries and production scrap
  • Optimization of hydrometallurgical and pyrometallurgical processes for critical raw metal recovery
  • Techno-economic and life-cycle assessments showing energy efficiency and ecological footprint improvements
  • Inclusion of digitalized sorting and advanced pre-treatment technologies where required
  • Compliance with EU Batteries Regulation and Safe and Sustainable by Design framework

Expected outcomes

  • Improved cost and recovery efficiency of scaled recycling technologies
  • Technological solutions for efficient recycling of diverse feedstocks
  • Reduced EU dependence on imported raw materials via improved recycling
  • Compliance with EU Batteries Regulation recycling efficiency and material recovery targets
  • High-purity battery-grade material recovery suitable for European battery manufacturing

Who can apply / participate

  • Research organisations
  • Industry including SMEs and large enterprises
  • Universities
  • Technology developers
  • Participation of Joint Research Centre (JRC) possible as beneficiary with zero funding or associated partner
  • Consortium must comply with Horizon Europe eligibility rules
  • Legal entities established in China are not eligible
  • Eligible countries as per Horizon Europe Annex B
  • Participants must comply with Horizon Europe general and specific eligibility conditions
  • Projects must align with EU Batteries Regulation and Horizon Europe rules
  • Exact consortium size and composition requirements
  • Specific country eligibility beyond general Horizon Europe rules

Must check before shortlisting

  • Eligibility of participant countries especially non-EU/non-associated
  • Compliance with EU Batteries Regulation targets
  • Consortium composition and participation rules

Money

Total indicative budget for this topic is approximately EUR 18.8 million for 2027, supporting around 2 grants with a maximum contribution of EUR 9.4 million each.

  • Total budget for 2027 — 18800000EUR
    Indicative budget supporting 2 expected grants
  • Maximum contribution per grant — 9400000EUR
    Maximum EU funding per grant

Application notes

  • Single-stage submission model.
  • Proposal page limits and layout as per Horizon Europe General Annexes and Application Form
  • Eligible countries as per Horizon Europe Annex B
  • Use of Copernicus and/or Galileo/EGNOS data if satellite data used
  • JRC participation rules as per General Annex B
  • Financial and operational capacity and exclusion criteria as per Horizon Europe Annex C
  • Evaluation criteria and process as per Horizon Europe Annex D and F
  • Legal and financial set-up as per Horizon Europe Annex G
  • Prepare proposal following Horizon Europe Application Form and guidelines
  • Ensure compliance with eligibility and admissibility conditions
  • Submit proposal by deadline 31 March 2027
  • Include exploitation and dissemination plans with scalability and commercialization strategy
  • Consider contacting National Contact Points for guidance
  • Legal entities established in China are not eligible
  • Projects must comply with EU Batteries Regulation and Safe and Sustainable by Design framework
  • JRC may participate without funding and will not be involved in proposal preparation

Derived from official EU Funding portal source · updated 2 Jul 2026, 09:55 UTC. Use this as a shortlisting aid; the official call text remains authoritative.

Related calls

These funding calls are closely related and may be worth considering as part of the same funding landscape.

Official source text

Fine print from the EU source record. Expand when you need the original wording.

Topic description

Expected Outcome: Proposals are expected to contribute to all following points: Improving cost and recovery efficiency of existing scaled recycling technologies Demonstrated technological solutions capable of efficiently recycling diverse feedstocks, including production scrap, and mixed lithium-ion battery chemistries Improved European competitiveness by reducing EU dependence on imported raw materials through improved recycling processes Demonstrable compliance with the targets and requirements set by the EU Batteries Regulation, including recycling efficiency and material recovery rates. Scope: Proposals under this topic are expected to specifically address innovation actions that enhance the adaptability, flexibility, and operational efficiency of existing battery recycling processes. Projects are expected to explicitly target improvements for processing mixed input streams, particularly production scrap and various lithium-ion battery chemistries Proposals are expected to clearly demonstrate technical innovations in black mass processing, resulting in the efficient recovery of high-purity battery-grade materials suitable for reintroduction into the European battery manufacturing value chain. Proposals are expected to address all of the following points: Development and demonstration of recycling technologies capable of handling variable composition feedstocks, potentially within the same batch. Optimization of hydrometallurgical and/or pyrometallurgical processes for enhanced recovery rates of critical raw metals, aiming to at least achieve recovery efficiencies requirements set by the EU Batteries Regulation Detailed techno-economic assessments (TEA) and comprehensive life-cycle assessments (LCA), demonstrating significant improvements in energy efficiency, CO2 and ecological footprint reduction, and economic viability. Where required, proposals should include robust and digitalised sorting technologies and other advanced pre-treatment technologies. The Commission initiative for Safe and Sustainable by Design [1] (SSbD) sets a framework for assessing the safety and sustainability of chemicals and materials which should be considered as a reference for project proposals. Whenever the expected exploitation of project results entails developing, creating, manufacturing and marketing a product or process, or in creating and providing a service, the plan for the exploitation and dissemination of results must include a strategy for such exploitation. The exploitation plans are expected to include preliminary plans for scalability, commercialisation, and deployment (feasibility study, business plan) indicating the possible funding sources to be potentially used (in particular the Innovation Fund). Proposals could consider the involvement of the European Commission's Joint Research Centre (JRC) [2] whose contribution could consist of providing added value regarding various aspects of battery circularity and sustainability. For further information on the JRC’s possible contribution to the projects, please, search for additional publicly available information on the JRC’s website [3] (EU Science Hub) on the NCP portal, or request specific information from the JRC (JRC-NCP-Network@ec.europa.eu) JRC will assure that all the other applicants receive the same information on the JRC’s possible contribution to the project (e.g., via the topic-specific FAQs under the Funding and Tenders Portal). This topic implements the co-programmed European Partnership on Batteries (Batt4EU). As such, projects resulting from this topic will be expected to report on the results to the European Partnership on Batteries (Batt4EU) in support of the monitoring of its KPIs. Technology Readiness Level - Technology readiness level expected from completed projects Activities are expected to achieve TRL 6-7 by the end of the project – see General Annex B. Activities may start at any TRL. [1] https://research-and-innovation.ec.europa.eu/research-area/industrial-research-and-innovation/key-enabling-technologies/chemicals-and-advanced-materials_en [2] https://joint-research-centre.ec.europa.eu/laboratories-z/battery-energy-storage-testing_en [3] JRC NCP | Horizon Europe NCP Portal

Destination

This Destination contributes directly to the Strategic Plan’s Key Strategic Orientations ‘ Green transition ’, ‘ Digital transition ’ and ‘ A more resilient, competitive, inclusive and democratic Europe ’. In line with the Strategic Plan, the overall expected impact of this Destination is to contribute to the “Facilitating a clean and sustainable transition of the energy and transport sectors towards climate neutrality through cross-cutting solutions ”. The main impacts to be generated by topics under this Destination are: Batteries Increased competitiveness and strategic autonomy of a complete EU value chain while maximizing sustainability. Reducing dependency on raw materials and upscaling processing capacity, also for recycled materials. Creating an integrated European battery sector for next generation batteries , from design to manufacturing and all the way to end of life, reducing environmental impact. Improving energy storage technologies to enhance the resilience of EU’s energy system, facilitating integration of renewable energy sources. Legal entities established in China are not eligible to participate in both Research and Innovation Actions (RIAs) and Innovation Actions (IAs) falling under this destination. For additional information please see “Restrictions on the participation of legal entities established in China” found in General Annex B of the General Annexes.

Conditions and documents

General conditions

1. Admissibility Conditions: Proposal page limit and layout

described in Annex A and Annex E of the Horizon Europe Work Programme General Annexes.

Proposal page limits and layout: described in Part B of the Application Form available in the Submission System.

2. Eligible Countries

described in Annex B of the Work Programme General Annexes.

A number of non-EU/non-Associated Countries that are not automatically eligible for funding have made specific provisions for making funding available for their participants in Horizon Europe projects. See the information in the Horizon Europe Programme Guide.

3. Other Eligible Conditions

If projects use satellite-based earth observation, positioning, navigation and/or related timing data and services, beneficiaries must make use of Copernicus and/or Galileo/EGNOS (other data and services may additionally be used).

The Joint Research Centre (JRC) may participate as member of the consortium selected for funding as a beneficiary with zero funding, or as an associated partner. The JRC will not participate in the preparation and submission of the proposal - see General Annex B.

described in Annex B of the Work Programme General Annexes.

4. Financial and operational capacity and exclusion

described in Annex C of the Work Programme General Annexes.

5a. Evaluation and award: Award criteria, scoring and thresholds

are described in Annex D of the Work Programme General Annexes.

5b. Evaluation and award: Submission and evaluation processes

are described in Annex F of the Work Programme General Annexes and the Online Manual.

5c. Evaluation and award: Indicative timeline for evaluation and grant agreement

described in Annex F of the Work Programme General Annexes.

6. Legal and financial set-up of the grants

The granting authority may, up to 4 years after the end of the action, object to a transfer of ownership or to the exclusive licensing of results, as set out in the specific provision of Annex 5.

described in Annex G of the Work Programme General Annexes.

Specific conditions

described in the [specific topic of the Work Programme]

Support information

Online Manual is your guide on the procedures from proposal submission to managing your grant. Horizon Europe Programme Guide contains the detailed guidance to the structure, budget and political priorities of Horizon Europe. Funding & Tenders Portal FAQ – find the answers to most frequently asked questions on submission of proposals, evaluation and grant management. Research Enquiry Service – ask questions about any aspect of European research in general and the EU Research Framework Programmes in particular. National Contact Points (NCPs) – get guidance, practical information and assistance on participation in Horizon Europe. There are also NCPs in many non-EU and non-associated countries (‘third-countries’). Enterprise Europe Network – contact your EEN national contact for advice to businesses with special focus on SMEs. The support includes guidance on the EU research funding. IT Helpdesk – contact the Funding & Tenders Portal IT helpdesk for questions such as forgotten passwords, access rights and roles, technical aspects of submission of proposals, etc. European IPR Helpdesk assists you on intellectual property issues. CEN-CENELEC Research Helpdesk and ETSI Research Helpdesk – the European Standards Organisations advise you how to tackle standardisation in your project proposal. The European Charter for Researchers and the Code of Conduct for their recruitment – consult the general principles and requirements specifying the roles, responsibilities and entitlements of researchers, employers and funders of researchers. Partner Search help you find a partner organisation for your proposal.

Raw budget overview
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